FAIS Disclosure

Details of Financial Service Provider

Registered name Horizon Equity Partners (Pty) Ltd
Trading name Horizon Equity Partners (Pty) Ltd
Registration number 1996/004275/07
Registered address 21-7th Avenue
Parktown North, 2193
PO Box 464
Parklands, 2121
Physical address Two Commerce Square
39 Rivonia Road
Sandhurst
Sandton, 2196
Telephone 011-502-6940
Fax 011-268-2275
E-mail address info@horizonequity.co.za
Web address www.horizonequity.co.za
Financial services board compliance
License Number
Compliance officer:
Contact details:



Key individuals:

Products approved
Registered as financial services provider
License nr: 9044
Moonstone Compliance (Pty) Ltd
Christelle Ahlers
T: +27 12 809 8362
www.moonstoneinfo.com
cahlers@moonstonecompliance.co.za
Richard Flett
Steven Lipchin
Category I: Securities & instruments:
Shares
Debentures and securitised debt
Warrants
certificates & other instruments
Bonds
Professional Indemnity and Directors Officers & company reimbursement Insurance

Underwriter:
R20m - Professional Indemnity
R20m - Directors Officers & company reimbursement Insurance

Stalker Hutchison & Associates (Pty) Ltd
Complaints resolution system
And
Conflict of Interest Management Policy
“Horizon Equity is committed to comply with FAIS since the purpose of the Act is to protect the client. In this regard a complaints resolution system and Conflict of Interest Management Policy is in place, which you may obtain at Horizon Equity ’s office or upon request. If you have any queries, please do not hesitate to send a fax or e-mail toinfo@horizonequity.co.za

Details of Financial Service Provider

Registered name Horizon Equity Partners (Pty) Ltd
Trading name Horizon Equity Partners (Pty) Ltd
Registration number 1996/004275/07
Registered address 21-7th Avenue
Parktown North, 2193
PO Box 464
Parklands, 2121
Physical address Two Commerce Square
39 Rivonia Road
Sandhurst
Sandton, 2196
Telephone 011-502-6940
Fax 011-268-2275
E-mail address info@horizonequity.co.za
Web address www.horizonequity.co.za
Financial services board compliance
License Number
Compliance officer:
Contact details:



Key individuals:

Products approved
Registered as financial services provider
License nr: 9044
Moonstone Compliance (Pty) Ltd
Christelle Ahlers
T: +27 12 809 8362
www.moonstoneinfo.com
cahlers@moonstonecompliance.co.za
Richard Flett
Steven Lipchin
Category I: Securities & instruments:
Shares
Debentures and securitised debt
Warrants
certificates & other instruments
Bonds
Professional Indemnity and Directors Officers & company reimbursement Insurance

Underwriter:
R20m - Professional Indemnity
R20m - Directors Officers & company reimbursement Insurance

Stalker Hutchison & Associates (Pty) Ltd
Complaints resolution system
And
Conflict of Interest Management Policy
“Horizon Equity is committed to comply with FAIS since the purpose of the Act is to protect the client. In this regard a complaints resolution system and Conflict of Interest Management Policy is in place, which you may obtain at Horizon Equity ’s office or upon request. If you have any queries, please do not hesitate to send a fax or e-mail toinfo@horizonequity.co.za



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